Current challenges

  • regulatory-technology Regulations

    The volume of regulatory requirements is increasing globally and they are becoming more onerous in both scope and granularity. 

  • data management Data Management

    Data is key to delivering regulatory obligations but getting quality data at the right time with robust controls is increasingly complex.

  • RegTech UK RegTech

    In a saturated RegTech market, selecting the right tooling is vital in achieving compliance while building a sustainable platform.

  • SFTR reporting SFTR Spotlight

    SFTR reporting presents a new challenge for business processes and systems. An effective technology strategy is required to meet its demands.

  • regulatory-technology Regulations

    The volume of regulatory requirements is increasing globally and they are becoming more onerous in both scope and granularity. 

  • data management Data Management

    Data is key to delivering regulatory obligations but getting quality data at the right time with robust controls is increasingly complex.

  • RegTech UK RegTech

    In a saturated RegTech market, selecting the right tooling is vital in achieving compliance while building a sustainable platform.

  • SFTR reporting SFTR Spotlight

    SFTR reporting presents a new challenge for business processes and systems. An effective technology strategy is required to meet its demands.

The increase in the volume and complexity of regulatory requirements is driving change in the approach to delivery. There is a need for a more sustainable model that builds the groundwork for both current and future needs.

Fortunately, this is now becoming possible with the adoption of new technologies that enable intelligent, automated integration of data and processes.

Rob McPherson

Principal, Financial Services

Regulatory Technology Transformation 

rob-quote-photo-3

Our expertise

SFTR regulation
  • Our subject matter experts have a full and deep understanding of the financial regulatory requirements and the challenges you face;

  • We are able to use this knowledge and tailor a technology strategy to best match your organisation's needs;

  • Our team have hands on delivery experience involving UK, European and global regulations including MiFID II, BCBS239, FRTB, LCR & CCAR;

  • We have updated our regulatory delivery approach for SFTR to include a technology strategy that helps assess your technology needs and guides you through the steps required to implement an efficient solution;

  • We take on a number of different roles as required in these projects, including design and strategy, subject matter expert support, quality assurance, technical development and integration, and project and programme management;

  • And, using our technical expertise, we are able to harness the latest technologies, such as Automation & Microservices architecture to accelerate the delivery of your regulatory projects and programmes, ensuring the most effective and efficient processes available today.

DMW Solutions

  • RegTech solutions Programme Assessment Framework

    We carry out a rapid independent assessment to ensure you are on the right track. We identify delivery risks and provide a comprehensive gap analysis with a resolution plan.

  • will-h-mcmahan-S3JdHNXSfnA-unsplash Regulatory Data Management

    Our regulatory data management framework focuses on using BCBS 239 principles to help you build and improve on your current data capability.

  • chess RegTech Strategy

    We work with you to develop a tailored, sustainable strategy for the successful delivery of the technology you really need to meet your regulatory obligations.

10 years on from the financial crisis, regulators are still heavily focused on not just meeting the regulation, but ensuring long-term sustainability.

Your regulatory technology deliveries may be in full swing or reeling with the impact of tactical solutions. A rapid independent assessment to ensure you are on the right track in the long-term is a valuable tool for identifying failures and cost-inefficiencies.

To do this, we deploy a small team of senior experts to assess your current regulatory delivery state.

We will then complete a comprehensive assessment and develop an outcome driven, sustainable action plan for you that will solve any identified problems.

Our data expertise, regtech experience and strong digital transformation experience allows us to create these plans with confidence. These plans are strategic, business-centric and drive cost-efficiency.

With 100s of regulations introduced since 2008, financial institutions are expected to be compliant with high volumes of regulations across multiple regions.

The one common denominator and theme that has emerged across these regulations is data.

Whether it is increased frequency of data, better data governance, additional data fields, increased reporting requirements or understanding where your data is, it is becoming increasingly essential to not just manage your data effectively, but understand it and embed data-driven decision making.

How do you ensure your data framework is sustainable to meet the demands of the regulators? Our regulatory data management framework focuses on using BCBS 239 principles to help you build a mature and sustainable data practice. This enables you to work to a common set of standards that are applicable across multiple regulations, making future data integrations easier and reducing the need for continuous  rework of data management solutions.

Regulatory technology deliveries are at a high risk of delay and failure. Banks are overwhelmed with the impact of tactical solutions and multiple technology solutions and vendors to deliver one regulation.

No matter where you are in the regulatory technology journey to compliance, we support you in reducing technical debt & aligning your technology strategy.

We do this by rapidly deploying our Technology Landscape Assessment Framework to health check your Regulatory Technology programmes & strategy.

We provide Gap Analysis and a refined strategy for the successful delivery of the technology you really need to meet your regulatory obligations. We tailor our approach to meet your individual needs with a focus on delivering a rapidly deployable cost effective solution.

  • RegTech solutions Programme Assessment Framework

    We carry out a rapid independent assessment to ensure you are on the right track. We identify delivery risks and provide a comprehensive gap analysis with a resolution plan.

  • 10 years on from the financial crisis, regulators are still heavily focused on not just meeting the regulation, but ensuring long-term sustainability.

    Your regulatory technology deliveries may be in full swing or reeling with the impact of tactical solutions. A rapid independent assessment to ensure you are on the right track in the long-term is a valuable tool for identifying failures and cost-inefficiencies.

    To do this, we deploy a small team of senior experts to assess your current regulatory delivery state.

    We will then complete a comprehensive assessment and develop an outcome driven, sustainable action plan for you that will solve any identified problems.

    Our data expertise, regtech experience and strong digital transformation experience allows us to create these plans with confidence. These plans are strategic, business-centric and drive cost-efficiency.

  • will-h-mcmahan-S3JdHNXSfnA-unsplash Regulatory Data Management

    Our regulatory data management framework focuses on using BCBS 239 principles to help you build and improve on your current data capability.

  • With 100s of regulations introduced since 2008, financial institutions are expected to be compliant with high volumes of regulations across multiple regions.

    The one common denominator and theme that has emerged across these regulations is data.

    Whether it is increased frequency of data, better data governance, additional data fields, increased reporting requirements or understanding where your data is, it is becoming increasingly essential to not just manage your data effectively, but understand it and embed data-driven decision making.

    How do you ensure your data framework is sustainable to meet the demands of the regulators? Our regulatory data management framework focuses on using BCBS 239 principles to help you build a mature and sustainable data practice. This enables you to work to a common set of standards that are applicable across multiple regulations, making future data integrations easier and reducing the need for continuous  rework of data management solutions.

  • chess RegTech Strategy

    We work with you to develop a tailored, sustainable strategy for the successful delivery of the technology you really need to meet your regulatory obligations.

  • Regulatory technology deliveries are at a high risk of delay and failure. Banks are overwhelmed with the impact of tactical solutions and multiple technology solutions and vendors to deliver one regulation.

    No matter where you are in the regulatory technology journey to compliance, we support you in reducing technical debt & aligning your technology strategy.

    We do this by rapidly deploying our Technology Landscape Assessment Framework to health check your Regulatory Technology programmes & strategy.

    We provide Gap Analysis and a refined strategy for the successful delivery of the technology you really need to meet your regulatory obligations. We tailor our approach to meet your individual needs with a focus on delivering a rapidly deployable cost effective solution.

Download leaflet

One hour walk-through

RegTech consultancy

At DMW we have developed a Programme Assessment Framework (PAF) tailored for regulatory compliance projects and programmes. This enables us to rapidly identify gaps and provide advice across a wide range of regulatory regimes.

Whether in full flight or planning a new wave of regulatory delivery, the PAF will enable you to:

  • Assess your own progress, challenges and opportunities;
  • Understand the market options available;
  • Understand the key actions required to deliver and embed a successful implementation.

We tailor our advice to your individual situation and provide independent advice on technology options and implications.

Request your one-hour walk-through of the PAF by filling in the form below.