We asked one of our Mental Health First Aiders, John Kendrick, to write about the importance of good mental health as part of World Mental Health Day 2019.
The first deadline for the implementation of the Securities Financing Transaction Regulation (SFTR) is April 2020. In this article we examine the key challenges for the wide range of firms that ...
There are many benefits of using RegTech for the financial services industry, but there are also barriers that need to be overcome in order to make it successful. At the recent Regtech Automation ...
A multi-faceted approach to transformation is needed in Financial institutions to combat market abuse.
To date the overriding priority of surveillance in Financial Institutions has been one of coverage, but a seismic shift is upon us.
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